§ 129.4. Requirement for approval.
395 words·~2 min read·
/us/cfr/t22/s§ 129.4·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
(a)Except as provided in § 129.5, no person who is required to register as a broker pursuant to § 129.3 of this subchapter may engage in the business of brokering activities pursuant to § 129.2(b) without first obtaining the approval of the Directorate of Defense Trade Controls for the brokering of any of the following:
(1)Any foreign defense article or defense service enumerated in part 121 of this subchapter (see § 120.39 of this subchapter, and § 129.5 for exemptions) and those foreign origin items on the U.S. Munitions Import List (see 27 CFR 447.21); or
(2)Any of the following U.S. origin defense articles or defense services:
(i)Firearms and other weapons of a nature described by Category I(a) through (d), Category II(a) and (d), and Category III(a) of § 121.1 of this subchapter or Category I(a) through (c), Category II(a), and Category III(a) of the U.S. Munitions Import List (see 27 CFR 447.21);
(ii)Rockets, bombs, and grenades as well as launchers for such defense articles of a nature described by Category IV(a), and launch vehicles and missile and anti-missile systems of a nature described by Category IV(b) of § 121.1 of this subchapter (including man-portable air-defense systems);
(iii)Vessels of war described by Category VI of § 121.1 of this subchapter;
(iv)Tanks and military vehicles described by Category VII of § 121.1 of this subchapter;
(v)Aircraft and unmanned aerial vehicles described by Category VIII of § 121.1 of this subchapter;
(vi)Night vision-related defense articles and inertial platform, sensor, and guidance-related systems of a nature described by Category XII(c) and
(d)of § 121.1 of this subchapter;
(vii)Chemical agents and precursors described by Category XIV(a), (c), and
(e)of § 121.1 of this subchapter, biological agents and biologically derived substances described by Category XIV(b) of § 121.1 of this subchapter, and equipment described by Category XIV(f) of § 121.1 of this subchapter for dissemination of the chemical agents and biological agents described by Category XIV(a), (b), and
(e)of § 121.1 of this subchapter;
(viii)Submersible vessels described by Category XX of § 121.1 of this subchapter; and
(ix)Miscellaneous articles of a nature described by Category XXI of § 121.1 of this subchapter.
(b)\[Reserved\] \[78 FR 52691, Aug. 26, 2013, as amended at 85 FR 3833, Jan 23, 2020; 87 FR 16426, Mar. 23, 2022\]
Connections3 cite this · traces to 1
Cited by 3 sections · top 2
Traces to 1 document
Citation graph
cites case law
Cites 1Cited by 3 across 1 source